Forward Training in association with Key Comply provides compliance services to Category I, and II Financial Services Providers.
Our FSCA approved compliance officers will ensure that the Financial Service Provider, Key Individual and Representative are fit and proper, remain fit and proper and provide financial services in compliance with the FAIS Act 37 of 2002, General Code Of Conduct BN 80 of 2003, BN 194 of 2017 and the FIC Act 38 of 2001.
- The compliance service linked to the training facility ensure ongoing fit and proper compliance.
- Monitoring and reporting of compliance with other legislation will be included as a standard service to FSPs.
- Monitoring and reporting to the FSCA will be done via our e-platform as well as site visits to representatives and financial service provider sites.