FSCA Fit and Proper Requirements

  • Operational Abililty
  • Financial Soundness
  • Qualification
  • RE1
  • RE5
  • Experience per product sub category
  • CPD
  • Honesty and Integrity
  • Operational Abililty
  • Financial Soundness
  • Qualification
  • RE1
  • RE5
  • Experience per product sub category
  • CPD
  • Honesty and Integrity
  • FSB approved Qualification
  • RE5
  • Experience per product sub category
  • CPD
  • Honesty and Integrity
  • FSB approved Qualification
  • RE1
  • Experience per product sub category
  • Experience as a manager
  • CPD
  • Honesty and Integrity
  • FSB approved Qualification
  • RE5
  • Experience per product sub category
  • CPD
  • Honesty and Integrity
Supervision

Should the prospective representative not comply with the qualification and/or, experience and or RE5 requirements then this can be obtained under supervision with a contract designed to reach the requirements within the prescribed time limits.