Course Category: CPD

Course summary Evidencing treating customers fairly is an on-line intermediate level workshop considering what is expected from product suppliers, financial services providers and intermediaries in terms of the six fairness outcomes outlined under the treating customers fairly regulatory initiative as well as on how to measure and evidence adherence to these outcomes. Time allotted for …

3 CPD Points – 2022 – Evidence of Treating Customers Fairly Read More »

Course summary The course considers the concepts related to regulation in general and more specific to the financial sector in South Africa. Applicable legislation is outlined in short; so, the reader can familiarise themselves with the South African regulatory universe of the financial sector. Time allotted for course The course consists of 3 topics with …

3 CPD Points – 2022 – Regulation of the Financial Sector in South Africa Read More »

Course summary The course considers the policy holder protection rules (2017) issued in terms of the Long-term Insurance Act as amended by Government notice 997 of 28 September 2018. The new rules also provide for micro insurance product standards to support the microinsurance regulatory framework as established by the Insurance Act 18 of 2017. Time …

5 CPD Points – 2022 – Policy Holder Protection Rules for Long-term Insurance Read More »

Course summary The course considers the policy holder protection rules (2017) issued in terms of the Short-term Insurance Act as amended by Government notice 996 of 28 September 2018. The new rules also provide for micro insurance product standards to support the microinsurance regulatory framework as established by the Insurance Act 18 of 2017. Time …

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Course summary The course provides an in dept look at the mandate of the Financial Sector Conduct Authority as per the Financial Sector Regulation Act. The strategy as well as the new structure of the Financial Sector Conduct Authority is considered. It is essential for all regulated officers to complete this course to understand the …

5 CPD Points – 2022 – Understanding the New Regulatory Structure of FSCA Read More »

Course summary The course considers the regulation of the health industry including arrangements between a medical scheme and third parties. Concepts relating to health service benefits including doing a comparative medical scheme analysis are also outlined. Time allotted for course The course consists of 6 topics with an assessment that needs to be completed. The …

5 CPD Points – 2022 – Health Services Benefits Concepts Read More »

Course summary The Financial Sector Conduct Authority has published a guidance notice 1 of 2019 to provide guidance on the application of section 14 of the FAIS act particular with the regard to the rational applied and the processed to be following when effecting debarments. This course considers this guidance note as well as the …

1 CPD Point – 2022 – The Process of Debarment Read More »