Course summary The course provides an in dept look at the mandate of the Financial Sector Conduct Authority as per the Financial Sector Regulation Act. The strategy as well as the new structure of the Financial Sector Conduct Authority is considered. It is essential for all regulated officers to complete this course to understand the …
5 CPD Points – 2023 – Understanding the New Regulatory Structure of FSCA Read More »
Course summary All entities handling personal information of clients, employees and suppliers need to adhere to the requirement stipulated under the Protection of Personal Information (POPI) Act. These entities need to ensure that all employees handling personal information is aware of the data processing conditions stipulated under the POPI Act. The POPI Workshop is an …
Course summary The Financial Sector Conduct Authority has published a guidance notice 1 of 2019 to provide guidance on the application of section 14 of the FAIS act particular with the regard to the rational applied and the processed to be following when effecting debarments. This course considers this guidance note as well as the …
Course summary The course considers the regulation of the health industry including arrangements between a medical scheme and third parties. Concepts relating to health service benefits including doing a comparative medical scheme analysis are also outlined. Time allotted for course The course consists of 6 topics with an assessment that needs to be completed. The …
5 CPD Points – 2023 – Health Services Benefits Concepts Read More »
Course summary The course considers the policy holder protection rules (2017) issued in terms of the Short-term Insurance Act as amended by Government notice 996 of 28 September 2018. The new rules also provide for micro insurance product standards to support the microinsurance regulatory framework as established by the Insurance Act 18 of 2017. Time …
5 CPD Points – 2023 – Policy Holder Protection Rules for Short-term Insurance Read More »
Course summary The course considers the policy holder protection rules (2017) issued in terms of the Long-term Insurance Act as amended by Government notice 997 of 28 September 2018. The new rules also provide for micro insurance product standards to support the microinsurance regulatory framework as established by the Insurance Act 18 of 2017. Time …
5 CPD Points – 2023 – Policy Holder Protection Rules for Long-term Insurance Read More »
Course summary The course considers the concepts related to regulation in general and more specific to the financial sector in South Africa. Applicable legislation is outlined in short; so, the reader can familiarise themselves with the South African regulatory universe of the financial sector. Time allotted for course The course consists of 3 topics with …
3 CPD Points – 2023 – Regulation of the Financial Sector in South Africa Read More »
Course summary Evidencing treating customers fairly is an on-line intermediate level workshop considering what is expected from product suppliers, financial services providers and intermediaries in terms of the six fairness outcomes outlined under the treating customers fairly regulatory initiative as well as on how to measure and evidence adherence to these outcomes. Time allotted for …
3 CPD Points – 2023 – Evidence of Treating Customers Fairly Read More »
Course summary The amended Financial Intelligence Center Act course is a short course detailing the new requirements imposed on accountable and reportable institutions in terms of the Financial Intelligence Centre Amendment Act 1 of 2017. The course has been updated in December 2019 to include ML/TF risk management concepts. Time allotted for course The course …
1 CPD Point – 2023 – Amended Financial Intelligence Centre Act Read More »
Course summary All entities handling personal information of clients, employees and suppliers need to adhere to the requirement stipulated under the Protection of Personal Information (POPI) Act. These entities need to ensure that all employees handling personal information is aware of the data processing conditions stipulated under the POPI Act. The POPI Workshop is an …
E-Onboarding Demo Welcome to our brand new and exciting e-onboarding program. We are so glad to have you joining our great team. We have so many new faces joining at various times, it makes it easier for you to complete the bulk of your onboarding digitally. Following this material, documents and Q&A – you will …
Course Introduction Credit is one of the cornerstones of modern capitalism that lubricates and feeds the economy to promote commercial activity. However, credit enables people to spend money they don’t have, spend more money than they earn, use credit for ordinary purchases, use credit even when they have cash and use debt to pay off …
This course will introduce you to the FSP4.1 Platform and show you how it aids your FSP in the following: Organise and Simplify Record keeping Manage Fit and Proper Timelines and Requirements Handle licensing conditions and staff requirements to match Engage with your staff Improve Operational Ability Manage Supervision and organisational hierarchies Lets take a …
An FSP must ensure that it, its key individuals and representatives are proficient in respect of, understand, and have completed adequate and appropriate class of business training and product specific training relevant to, the particular financial products in respect of which they render financial services or manages or oversees the rendering of financial services. Class …
An FSP must ensure that it, its key individuals and representatives are proficient in respect of, understand, and have completed adequate and appropriate class of business training and product specific training relevant to, the particular financial products in respect of which they render financial services or manages or oversees the rendering of financial services. Class …
Class of Business 5 – Short Term and Long Term Deposits Read More »
An FSP must ensure that it, its key individuals and representatives are proficient in respect of, understand, and have completed adequate and appropriate class of business training and product specific training relevant to, the particular financial products in respect of which they render financial services or manages or oversees the rendering of financial services. Class …
An FSP must ensure that it, its key individuals and representatives are proficient in respect of, understand, and have completed adequate and appropriate class of business training and product specific training relevant to, the particular financial products in respect of which they render financial services or manages or oversees the rendering of financial services. Class …
An FSP must ensure that it, its key individuals and representatives are proficient in respect of, understand, and have completed adequate and appropriate class of business training and product specific training relevant to, the particular financial products in respect of which they render financial services or manages or oversees the rendering of financial services. Class …