Archives: Courses

NCA – National Credit Act

Course Introduction Credit is one of the cornerstones of modern capitalism that lubricates and feeds the economy to promote commercial activity. However, credit enables people to spend money they don’t have, spend more money than they earn, use credit for ordinary purchases, use credit even when they have cash and use debt to pay off …

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FSP4.1 Regulatory Framework – Level 1

This course will introduce you to the FSP4.1 Platform and show you how it aids your FSP in the following: Organise and Simplify Record keeping Manage Fit and Proper Timelines and Requirements Handle licensing conditions and staff requirements to match Engage with your staff Improve Operational Ability Manage Supervision and organisational hierarchies Lets take a …

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Class of Business 5 – Short Term and Long Term Deposits

An FSP must ensure that it, its key individuals and representatives are proficient in respect of, understand, and have completed adequate and appropriate class of business training and product specific training relevant to, the particular financial products in respect of which they render financial services or manages or oversees the rendering of financial services. Class …

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Class of Business 7 – Investments

An FSP must ensure that it, its key individuals and representatives are proficient in respect of, understand, and have completed adequate and appropriate class of business training and product specific training relevant to, the particular financial products in respect of which they render financial services or manages or oversees the rendering of financial services. Class …

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3 CPD Points – Evidence of Treating Customers Fairly

Course summary Evidencing treating customers fairly is an on-line intermediate level workshop considering what is expected from product suppliers, financial services providers and intermediaries in terms of the six fairness outcomes outlined under the treating customers fairly regulatory initiative as well as on how to measure and evidence adherence to these outcomes. Time allotted for …

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3 CPD Points – Regulation of the Financial Sector in South Africa

Course summary The course considers the concepts related to regulation in general and more specific to the financial sector in South Africa. Applicable legislation is outlined in short; so, the reader can familiarise themselves with the South African regulatory universe of the financial sector. Time allotted for course The course consists of 3 topics with …

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5 CPD Points – Policy Holder Protection Rules for Long-term Insurance

Course summary The course considers the policy holder protection rules (2017) issued in terms of the Long-term Insurance Act as amended by Government notice 997 of 28 September 2018. The new rules also provide for micro insurance product standards to support the microinsurance regulatory framework as established by the Insurance Act 18 of 2017. Time …

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5 CPD Points – Policy Holder Protection Rules for Short-term Insurance

Course summary The course considers the policy holder protection rules (2017) issued in terms of the Short-term Insurance Act as amended by Government notice 996 of 28 September 2018. The new rules also provide for micro insurance product standards to support the microinsurance regulatory framework as established by the Insurance Act 18 of 2017. Time …

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