The course considers the concepts related to regulation in general and more specific to the financial sector in South Africa. Applicable legislation is outlined in short; so, the reader can familiarise themselves with the South African regulatory universe of the financial sector.
Time allotted for course
The course consists of 3 topics with an assessment that needs to be completed. The time allotted for each aspect is as follows:
Assessment and certificationAfter completion of the workshop the learner must complete an electronic assessment on the learning management system.
• Form of assessment: Multiple Choice Questions
• Number of questions: 10 questions
• Duration: 45 minutes
• Competency mark: 60%
Upon obtaining a competency mark of 60% the learning will receive a certificate of completion. The learner will be afforded an opportunity to re-do the workshop should a competency mark not be attained.
Course accreditationCPD Category: Online program
COB Category: All classes of business
Financial planning component: Ethics and Practice Standards
Advice component: Ethics, Standards and Compliance
Accreditation valid until: April 2021
CPD Points allocated: 3 Hours | 3 CPD Points
Professional Body Approval: Institute of Bankers in South Africa (IOBSA)
IOBSA Approval Number: 2020029