The course provides an in dept look at the mandate of the Financial Sector Conduct Authority as per the Financial Sector Regulation Act. The strategy as well as the new structure of the Financial Sector Conduct Authority is considered. It is essential for all regulated officers to complete this course to understand the approach to regulation that will be followed in the future.
Time allotted for course
The course consists of topics with an assessment that needs to be completed. The time allotted for each aspect is as follows:
Assessment and certification
After completion of the workshop the learner must complete an electronic assessment on the learning management system. • Form of assessment: Multiple Choice Questions • Number of questions: 20 questions • Duration: 60 minutes • Competency mark: 60% Upon obtaining a competency mark of 60% the learning will receive a certificate of completion. The learner will be afforded an opportunity to re-do the workshop should a competency mark not be attained.
Course accreditation
COB Category: All classes of business Financial planning component: Ethics and Practice Standards Advice component: Ethics, Standards and Compliance Accreditation valid until: April 2021 CPD Points allocated: 8.5 hours | 5 points Professional Body Approval: Institute of Bankers in South Africa (IOBSA) IOBSA Approval Number: 2020024
Scroll to Top
Login
Accessing this course requires a login. Please enter your credentials below!