** Due to the COVID 19 Lockdown, our facilitated RE1 and RE5 courses have been postponed untill further notice – please contact us on info@forward.org.za to enquire about other options we may offer. 

REGULATORY EXAMINATION PREPARATION WORKSHOPS

With reference to the FAIS Act 37 of 2002 and Board Notice 194 of 217

A person may not:

  • Carry on business by rendering financial services clients for or on behalf of any person who – is not authorised as a service provider; and is not exempted from the application of the FAIS Act relating to the rendering of a financial service
  • Act as a representative of an authorised financial services provider, unless such person – prior to rendering a financial service, provides confirmation, certified by the provider, to clients and meets the fit and proper requirements
  • Act as a Key Individual of an authorised financial services provider, unless such person – prior to managing and overseeing all the activities within the FSP meets the fit and proper requirements including approval from the FSCA

RE 1 for Key Individuals

For all Categories (Cat I, Cat II, Cat IIA, Cat III and Cat IV)

R2,252.85 (VAT Incl)

RE 5 for Representatives

For all Categories (Cat I, Cat II, Cat IIA, Cat III and Cat IV)

R1834.25 (VAT Incl)